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CFTC

RIN: 3038-AD52

Publication ID: Fall 2016

Title: Regulation Automated Trading
Abstract: On December 17, 2015, the Commission published a notice of proposed rulemaking ("NPRM”) titled "Regulation Automated Trading.” Regulation Automated Trading proposes a series of risk controls, transparency measures and other safeguards to enhance the regulatory regime for automated trading on U.S. designated contract markets. The initial comment period was open through March 16, 2016, and was re-opened from June 10 through June 24, 2016. After evaluating all comments received, the Commission is now considering publishing a supplemental NPRM to incorporate comments and make certain amendments to its proposal.
Agency: Commodity Futures Trading Commission(CFTC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: No	Unfunded Mandates: No
CFR Citation: 17 CFR 1 17 CFR 38 17 CFR 40 17 CFR 170
Legal Authority: 7 U.S.C. 1a(23), 7 U.S.C. 6c(a) 7 U.S.C. 7(d) and 7 U.S.C. 12(a)(5)

Legal Deadline: None

Timetable:

Action	Date	FR Cite
ANPRM	09/12/2013	78 FR 56542
ANPRM Comment Period End	12/11/2013
ANPRM Comment Period Extended	01/24/2014	79 FR 4104
ANPRM Comment Period Extended End	02/14/2014
NPRM	12/17/2015	80 FR 78824
NPRM Comment Period End	03/16/2016
NPRM Comment Period Reopened	06/10/2016	81 FR 36484
NPRM Comment Period End	06/24/2016
Supplemental NPRM	11/00/2016
Supplemental NPRM Comment Period End	12/00/2016

Regulatory Flexibility Analysis Required: Yes	Government Levels Affected: None
Small Entities Affected: Businesses	Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: Yes
Agency Contact: Marilee Dahlman Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5264 Email: mdahlman@cftc.gov