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CFTC RIN: 3038-AD52 Publication ID: Fall 2016 
Title: Regulation Automated Trading 
Abstract:

On December 17, 2015, the Commission published a notice of proposed rulemaking ("NPRM”) titled "Regulation Automated Trading.” Regulation Automated Trading proposes a series of risk controls, transparency measures and other safeguards to enhance the regulatory regime for automated trading on U.S. designated contract markets.  The initial comment period was open through March 16, 2016, and was re-opened from June 10 through June 24, 2016. After evaluating all comments received, the Commission is now considering publishing a supplemental NPRM to incorporate comments and make certain amendments to its proposal.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 1    17 CFR 38    17 CFR 40    17 CFR 170   
Legal Authority: 7 U.S.C. 1a(23), 7 U.S.C. 6c(a)    7 U.S.C. 7(d)    and 7 U.S.C. 12(a)(5)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  09/12/2013  78 FR 56542   
ANPRM Comment Period End  12/11/2013 
ANPRM Comment Period Extended  01/24/2014  79 FR 4104   
ANPRM Comment Period Extended End  02/14/2014 
NPRM  12/17/2015  80 FR 78824   
NPRM Comment Period End  03/16/2016 
NPRM Comment Period Reopened   06/10/2016  81 FR 36484   
NPRM Comment Period End  06/24/2016 
Supplemental NPRM  11/00/2016 
Supplemental NPRM Comment Period End  12/00/2016 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Marilee Dahlman
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5264
Email: mdahlman@cftc.gov