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CFTC RIN: 3038-AE15 Publication ID: Fall 2016 
Title: Amendments to Parts 3 and 9 to Incorporate SEFs and Update Provisions Applicable to DCMs 
Abstract:

Staff is considering recommending to the Commission proposed rule changes to parts 3 and 9. The proposed part 3 rules would integrate existing advisory guidance, while the proposed part 9 rules would incorporate SEFs and update provisions currently applicable to DCMs.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 3    17 CFR 9   
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/00/2016 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
David Steinberg
Associate Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5102
Email: dsteinberg@cftc.gov