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CFTC RIN: 3038-AE31 Publication ID: Fall 2016 
Title: Amendments to Part 45 for Swap Data Recordkeeping and Reporting Requirements 

Staff is considering recommending to the Commission additional proposed rule changes to part 45. The proposed part 45 rules would integrate existing staff guidance, clarify and amend certain provisions, and introduce additional requirements for swap data recordkeeping and reporting. The proposed rules would consider and incorporate, where appropriate, recommendations from public comments sought under Unified Agenda item 3038-AE12.

Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 17 CFR 45   
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Action Date FR Cite
NPRM  04/00/2017 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3038-AE12 
Agency Contact:
Daniel J. Bucsa
Deputy Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5435