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CFTC | RIN: 3038-AE36 | Publication ID: Fall 2016 |
Title: Books and Records; Keeping and Inspection | |
Abstract:
Staff is considering recommending to the Commission proposed rules to amend the requirements set forth in Regulation 1.31 regarding the retention and production of electronic records. The proposed rules would modernize the recordkeeping requirements to account for advances in information technology that have rendered certain technical components of 1.31 obsolete and outdated. The proposed rules would rely on current standards in the financial industry for achieving efficient and reliable electronic storage of records that would also provide the Commission with the high degree of confidence in the integrity of the records demanded by the Commission’s regulatory mandate. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 1.31 | |
Legal Authority: 7. U.S.C. 6a 7 U.S. 6g 7 U.S.C. 6n 7 U.S.C. 6r 7 U.S.C. 6s 7 U.S.C. 6t 7 U.S.C. 7(d) 7 U.S.C. 7a-1 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Related RINs: Split from 3038-AE23 | |
Agency Contact: Frank Fisanich Chief Counsel, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5949 Email: ffisanich@cftc.gov |