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CFTC RIN: 3038-AE43 Publication ID: Fall 2016 
Title: Amendments to Required Disclosure of Material Information Concerning a Swap 

Staff is considering recommending to the Commission proposed rules to amend 23.401 and 23.431 of the Commission’s regulations to permit swap dealers and major swap participants to enter into certain swaps without disclosing certain material information to a counterparty prior to entering into the swap.

Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 23.401, 23.431   
Legal Authority: 7 U.S.C. 6s   
Legal Deadline:  None
Action Date FR Cite
NPRM  11/00/2016 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Frank Fisanich
Chief Counsel, Division of Swap Dealer and Intermediary Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5949