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FDIC | RIN: 3064-AE39 | Publication ID: Fall 2016 |
Title: Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act | |
Abstract:
The Federal Deposit Insurance Corporation and the Securities and Exchange Commission, in accordance with section 205(h) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, jointly proposed a rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under title II of the Dodd-Frank Act.
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Agency: Federal Deposit Insurance Corporation(FDIC) | Priority: Other Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: No | Unfunded Mandates: No |
CFR Citation: 12 CFR 380 | |
Legal Authority: 12 U.S.C. 5385(h) 12 U.S.C. 5389 12 U.S.C. 5390(s)(3) 12 U.S.C. 5390(b)(1)(C) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Information URL: www.fdic.gov/regulations/laws/federal | Public Comment URL: www.fdic.gov/regulations/laws/federal |
RIN Data Printed in the FR: No | |
Related Agencies: Joint: SEC; | |
Agency Contact: Peter Miller Assistant Director, DRR Federal Deposit Insurance Corporation 550 17th Street NW, Washington, DC 20429 Phone:917 320-2589 Email: petemiller@fdic.gov Pauline Calande Senior Counsel Federal Deposit Insurance Corporation 550 17th Street NW, Washington, DC 20429 Phone:202 898-6744 Email: pcalande@fdic.gov Elizabeth Falloon Counsel Federal Deposit Insurance Corporation 550 17th Street NW, Washington, DC 20429 Phone:703 562-6148 Email: efalloon@fdic.gov |