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FDIC

RIN: 3064-AE39

Publication ID: Fall 2016

Title: Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Abstract: The Federal Deposit Insurance Corporation and the Securities and Exchange Commission, in accordance with section 205(h) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, jointly proposed a rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under title II of the Dodd-Frank Act.
Agency: Federal Deposit Insurance Corporation(FDIC)	Priority: Other Significant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: No	Unfunded Mandates: No
CFR Citation: 12 CFR 380
Legal Authority: 12 U.S.C. 5385(h) 12 U.S.C. 5389 12 U.S.C. 5390(s)(3) 12 U.S.C. 5390(b)(1)(C)

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	03/02/2016	81 FR 10798
NPRM Comment Period End	05/02/2016
Final Rule	11/00/2016

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Small Entities Affected: No	Federalism: No
Included in the Regulatory Plan: No
RIN Information URL: www.fdic.gov/regulations/laws/federal	Public Comment URL: www.fdic.gov/regulations/laws/federal
RIN Data Printed in the FR: No
Related Agencies: Joint: SEC;
Agency Contact: Peter Miller Assistant Director, DRR Federal Deposit Insurance Corporation 550 17th Street NW, Washington, DC 20429 Phone:917 320-2589 Email: petemiller@fdic.gov Pauline Calande Senior Counsel Federal Deposit Insurance Corporation 550 17th Street NW, Washington, DC 20429 Phone:202 898-6744 Email: pcalande@fdic.gov Elizabeth Falloon Counsel Federal Deposit Insurance Corporation 550 17th Street NW, Washington, DC 20429 Phone:703 562-6148 Email: efalloon@fdic.gov