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SEC RIN: 3235-AL42 Publication ID: Fall 2016 
Title: Investment Company Reporting Modernization 
Abstract:

The Commission adopted new rules and forms as well as amendments to its rules and forms to modernize the reporting and disclosure of information by registered investment companies.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Yes  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 200    17 CFR 210    17 CFR 230    17 CFR 232    17 CFR 239    17 CFR 240    17 CFR 249    17 CFR 270    17 CFR 274   
Legal Authority: 15 U.S.C. 77 et seq.    15 U.S.C. 77aaa et seq.    15 U.S.C. 78a et seq.    15 U.S.C. 80a et seq.    44 U.S.C. 3506    44 U.S.C. 3507   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  06/12/2015  80 FR 33590   
NPRM Comment Period End  08/11/2015 
NPRM Comment Period Reopened  10/12/2015  80 FR 62274   
NPRM Comment Period Reopened End  01/13/2016 
Final Action  11/00/2016 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2016/33-10231/pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Sara Cortes
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5137
Email: cortess@sec.gov