View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AL46 Publication ID: Fall 2016 
Title: Amendments to Regulation D, Form D and Rule 156 Under the Securities Act 
Abstract:

The Commission proposed rule and form amendments to enhance the Commission's ability to evaluate the development of market practices in offerings under Rule 506 of Regulation D and address concerns that may arise in connection with permitting issuers to engage in general solicitation and general advertising under new paragraph (c) of Rule 506.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 77a et seq.   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  07/24/2013  78 FR 44806   
NPRM Comment Period End  09/23/2013 
NPRM Comment Period Reopened  10/03/2013  78 FR 61222   
NPRM Comment Period Reopened End  11/04/2013 
Final Action  10/00/2017 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest.
RIN Information URL: http://www.sec.gov/rules/proposed/2013/33-9416.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Mark Vilardo
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3500
Email: vilardom@sec.gov