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SEC RIN: 3235-AL48 Publication ID: Fall 2016 
Title: Standards for Covered Clearing Agencies; Definition of "Covered Clearing Agency" 
Abstract:

The Commission adopted rules to establish an enhanced regulatory framework for certain clearing agencies. The Commission also proposed amendments to the definition of covered clearing agencies.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 240.17Ad-22    17 CFR 240.17Ab2-2 (new)   
Legal Authority: Pub. L. 111-203, sec. 763    15 U.S.C. 78q-1   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/26/2014  79 FR 16866   
NPRM Comment Period End  05/27/2014 
NPRM  10/13/2016  81 FR 70744   
Final Action  10/13/2016  81 FR 70786   
NPRM Comment Period End  12/12/2016 
Final Action Effective  12/12/2016 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/.rules/final/2016/7861.pdf; www.sec.gov/rules/proposed/2016/34-78963.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Matthew Lee
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5794
Email: leemat@sec.gov