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SEC | RIN: 3235-AL80 | Publication ID: Fall 2016 |
Title: Proposed Rule Amendments To Facilitate Intrastate and Regional Securities Offerings | |
Abstract:
The Commission adopted rules to modernize Rules 147 and 504 under the Securities Act to facilitate intrastate and regional securities offerings. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 230.146 17 CFR 230.502 | |
Legal Authority: 15 U.S.C. 77c 15 U.S.C. 77s 15 U.S.C. 77z-3 15 U.S.C. 78l 15 U.S.C. 78m 15 U.S.C. 78o 15 U.S.C. 78w 15 U.S.C. 78mm 15 U.S.C. 80a-37 15 U.S.C. 80b-11 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: Undetermined |
Small Entities Affected: Businesses | Federalism: Undetermined |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2015/33-9973.pdf | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Anthony G. Barone Division of Corporation Finance Securities and Exchange Commission 100 F Street NE., Washington, DC 20549 Phone:202 551-3460 Email: baronea@sec.gov |