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SEC

RIN: 3235-AL89

Publication ID: Fall 2016

Title: Form 10-K Summary
Abstract: The Commission adopted an interim final amendment to implement section 72001 of the FAST Act by permitting issuers to submit a summary page on Form l0-K and also requested comment on an interim final rule.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 229 17 CFR 232 17 CFR 249
Legal Authority: Pub. L. 114-94 15 U.S.C. 78c 15 U.S.C. 78l 15 U.S.C. 78m 15 U.S.C. 78o 15 U.S.C. 78w 15 U.S.C. 78ll

Legal Deadline:

Action	Source	Description	Date
Final	Statutory	issue rules no later than 180 days after enactment of FAST Act.	08/04/2016

Timetable:

Action	Date	FR Cite
Interim Final Rule	06/09/2016	81 FR 37132
Interim Final Rule Effective	06/09/2016
Interim Final Rule Comment Period End	07/11/2016
Final Action	10/00/2017

Regulatory Flexibility Analysis Required: Yes	Government Levels Affected: None
Small Entities Affected: Businesses	Federalism: Undetermined
Included in the Regulatory Plan: No
RIN Information URL: www.sec.gov.rules/interim/2016/34-77969.pdf
RIN Data Printed in the FR: Yes
Agency Contact: Noel Sean Harrison Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3249 Email: harrisons@sec.gov