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SEC RIN: 3235-AL93 Publication ID: Fall 2016 
Title: ●Certain Natural Gas and Electric Power Contracts 
Abstract:

The Commission proposed guidance jointly with the Commodities Futures Trading Commission on certain electric power and natural gas contracts not considered to be swaps because they are customary commercial arrangements of the type described in "Further Definitions of 'Swap,' 'Security-Based Swap,' and 'Security-Based Swap Agreement';  Mixed Swaps; Security-Based Swap Agreement Recordkeeping," 77 FR 48207, 48246 (Aug. 13, 2012)

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: None     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Dodd Frank Act 712(d)(4)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Proposed Interpretive Guidance  04/08/2016  81 FR 20583   
Proposed Interpretive Guidance Comment Period End  05/09/2016 
Final Action  10/00/2017 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov.rules/iinterp/2016/33-10062.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Carol McGee
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5870
Email: mcgeec@sec.gov