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SEC

RIN: 3235-AL46

Publication ID: Spring 2017

Title: Amendments to Regulation D, Form D and Rule 156 Under the Securities Act
Abstract: The Commission proposed rule and form amendments to enhance the Commission's ability to evaluate the development of market practices in offerings under Rule 506 of Regulation D and address concerns that may arise in connection with permitting issuers to engage in general solicitation and general advertising under new paragraph (c) of Rule 506.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Long-Term Actions
Major: Undetermined	Unfunded Mandates: No
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 77a et seq.

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	07/24/2013	78 FR 44806
NPRM Comment Period End	09/23/2013
NPRM Comment Period Reopened	10/03/2013	78 FR 61222
NPRM Comment Period Reopened End	11/04/2013
Final Action	To Be Determined

Regulatory Flexibility Analysis Required: Yes	Government Levels Affected: None
Small Entities Affected: Businesses	Federalism: No
Included in the Regulatory Plan: No
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest.
RIN Information URL: http://www.sec.gov/rules/proposed/2013/33-9416.pdf
RIN Data Printed in the FR: Yes
Agency Contact: Mark Vilardo Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3500 Email: vilardom@sec.gov