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CFTC RIN: 3038-AE15 Publication ID: Fall 2017 
Title: Amendments to Parts 3 and 9 to Incorporate SEFs and Update Provisions Applicable to DCMs 
Abstract:

Staff is considering recommending to the Commission final rule changes to parts 3 and 9. The final part 3 rules would integrate existing advisory guidance, while the final part 9 rules would incorporate SEFs and update provisions currently applicable to DCMs.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 3    17 CFR 9   
Legal Authority: 7 U.S.C. 1a    7 U.S.C. 2    7 U.S.C. 6a    7 U.S.C. 6b to 6bi    7 U.S.C. 6c to 6i    7 U.S.C. 6k    7 U.S.C. 6m to 6p    7 U.S.C. 6s    7 U.S.C. 7    7 U.S.C. 7a-2    7 U.S.C. 7b-3    7 U.S.C. 8 to 9a    7 U.S.C. 12 to 13c    7 U.S.C. 16a    7 U.S.C. 18    7 U.S.C. 19    7 U.S.C. 21    7 U.S.C. 23   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  01/23/2017  82 FR 7738   
NPRM Comment Period End  03/24/2017 
FInal Rule  11/00/2017 
Final Action Effective  01/00/2018 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
David Steinberg
Associate Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5102
Email: dsteinberg@cftc.gov