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CFTC RIN: 3038-AE25 Publication ID: Fall 2017 
Title: Amendments to Part 37 to Update Requirements for Swap Execution Facilities 
Abstract:

Staff is proposing rule changes to part 37. The proposed part 37 rules would codify existing no-action relief related to blocks, error trades and confirmations; and clarify and amend certain provisions relating to requirements for swap execution facilities.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 37   
Legal Authority: 7 U.S.C. 7(b)(3)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/00/2018 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Abigail Knauff
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5123
Email: aknauff@cftc.gov

Nancy Markowitz
Deputy Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5453
Email: nmarkowitz@cftc.gov

Nhan H. Nguyen
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5932
Email: nnguyen@cftc.gov

Roger Smith
Associate Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
77 West Jackson Boulevard, Suite 800,
Chicago, IL 60604
Phone:202 418-5344
Email: rsmith@cftc.gov