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CFTC RIN: 3038-AE33 Publication ID: Fall 2017 
Title: ●Clearing Requirement Exceptions and Exemptions  
Abstract:

The Commodity Futures Trading Commission (Commission) would propose to amend subpart C of part 50 of the Commission’s regulations. The proposal would amend the scope of market participants eligible to elect an exception or exemption from the Commission’s swap clearing requirement under section 2(h) of the Commodity Exchange Act.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 50   
Legal Authority: 7 U.S.C. 2(h)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/00/2017 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Peter Kals
Special Counsel, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street, NW.,
Washington, DC 20581
Phone:202 418-5466
Email: pkals@cftc.gov