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The Division is considering recommending that the Commission propose: (1) An amendment to the net capital rule that would require regular liquidity stress testing and maintenance requirements, (2) an amendment to the notification rule that would add additional notification requirements pertaining to a broker-dealer’s overall financial condition; and (3) an amendment to the recordkeeping and retention requirements that would require broker-dealers to make a record documenting the process for the prompt transfer of customer accounts to another carrying broker-dealer.