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SEC RIN: 3235-AM10 Publication ID: Fall 2017 
Title: ●Prohibitions and Restrictions on Proprietary Trading and Certain Relationships With Hedge Funds and Private Equity Funds 
Abstract:

The Division is considering recommending that the Commission, jointly with other financial regulators, propose amendments to the SEC’s final rule implementing section 619 of the Dodd-Frank Act commonly referred to as the Volcker Rule.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 13771 Designation: Independent agency 
CFR Citation: 12 CFR 255   
Legal Authority: 12 USC 1851   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/00/2018 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Samuel A. Litz
Attorney-Adviser, Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20002
Phone:202 551-8309
Email: litzs@sec.gov