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SEC | RIN: 3235-AM10 | Publication ID: Fall 2017 |
Title: ●Prohibitions and Restrictions on Proprietary Trading and Certain Relationships With Hedge Funds and Private Equity Funds | |
Abstract:
The Division is considering recommending that the Commission, jointly with other financial regulators, propose amendments to the SEC’s final rule implementing section 619 of the Dodd-Frank Act commonly referred to as the Volcker Rule. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: Undetermined |
EO 13771 Designation: Independent agency | |
CFR Citation: 12 CFR 255 | |
Legal Authority: 12 USC 1851 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Samuel A. Litz Attorney-Adviser, Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20002 Phone:202 551-8309 Email: litzs@sec.gov |