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SEC RIN: 3235-AM10 Publication ID: Fall 2017 
Title: ●Prohibitions and Restrictions on Proprietary Trading and Certain Relationships With Hedge Funds and Private Equity Funds 

The Division is considering recommending that the Commission, jointly with other financial regulators, propose amendments to the SEC’s final rule implementing section 619 of the Dodd-Frank Act commonly referred to as the Volcker Rule.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 13771 Designation: Independent agency 
CFR Citation: 12 CFR 255   
Legal Authority: 12 USC 1851   
Legal Deadline:  None
Action Date FR Cite
NPRM  10/00/2018 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Aaron Washington
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20002
Phone:202 551-5865