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TREAS/FINCEN | RIN: 1506-AB10 | Publication ID: Spring 2018 |
Title: Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Investment Advisers | |
Abstract:
Financial Crimes Enforcement Network (FinCEN) is issuing this rule to prescribe minimum standards for anti-money laundering programs to be established by certain investment advisers and to require such investment advisers to report suspicious activity to FinCEN pursuant to the Bank Secrecy Act. |
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Agency: Department of the Treasury(TREAS) | Priority: Other Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: No | Unfunded Mandates: No |
EO 13771 Designation: Regulatory | |
CFR Citation: 31 CFR 103 | |
Legal Authority: 12 U.S.C. 1829(b) 12 U.S.C. 1951 to 1959 31 U.S.C. 5311 to 5314 31 U.S.C. 5316 to 5332 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: William Middlebrooks Senior Program Manager Department of the Treasury Financial Crimes Enforcement Network 1801 L Street NW., Washington, DC 20036 Phone:703 905-3803 Email: william.middlebrooks@fincen.gov Jaclyn N. Stewart Regulatory Policy Specialist Department of the Treasury Financial Crimes Enforcement Network 1801 L Street NW., Washington, DC 20036 Phone:202 354-6028 Fax:202 354-6411 Email: jaclyn.stewart@fincen.gov |