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CFTC | RIN: 3038-AE63 | Publication ID: Spring 2018 |
Title: Provisions Common to Registered Entities | |
Abstract:
The proposed rulemaking would revise the Commission’s part 40 regulations by: (1) More closely aligning the requirements of the part 40 Regulations with the statutory requirement of the Commodity Exchange Act section 5c(c); (2) establishing clearer standards regarding required filings and processes for registered entities to implement new or amended rules and products; (3) establishing a process for certain registered entities to defer the onset of dormancy status; and (4) implementing technical revisions and corrections to certain rules and definitions. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Other Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 40 | |
Legal Authority: 7 U.S.C. 1a 7 U.S.C. 2 7 U.S.C. 5 to 7a 7 U.S.C. 8 7 U.S.C. 12a |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Jeanette Curtis Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5669 Email: jcurtis@cftc.gov |