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CFTC RIN: 3038-AE68 Publication ID: Spring 2018 
Title: ●Swap Dealer Registration De minimis Exception; Amendments 
Abstract:

Staff is considering recommending to the Commission proposed amendments to Regulation 1.3(ggg) regarding the de minimis exception to registration as a swap dealer.  The amendments may address the de minimis threshold and provisions governing the counting of swaps toward the threshold.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 1.3(ggg)   
Legal Authority: 7 U.S.C. 1a   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  05/00/2018 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Erik Remmler
Dep Director, Registration and Compliance Branch Division of Swap Dealer and Intermediary Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-7630
Email: eremmler@cftc.gov