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CFTC RIN: 3038-AD52 Publication ID: Fall 2018 
Title: Regulation Automated Trading 
Abstract:

On November 7, 2016, the Commodity Futures Trading Commission ("Commission”) approved a supplemental notice of proposed rulemaking for Regulation AT ("Supplemental NPRM”). The Supplemental NPRM modifies certain rules proposed in the Commission’s December 2015, notice of proposed rulemaking for Regulation AT. The Supplemental NPRM was published in the Federal Register on November 25, 2016, with a 90-day comment period closing on January 24, 2017.  The Commission subsequently extended the comment period until May 1, 2017. 

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 1    17 CFR 38    17 CFR 40    17 CFR 170   
Legal Authority: 7 U.S.C. 1a(23), 7 U.S.C. 6c(a)    7 U.S.C. 7(d)    and 7 U.S.C. 12(a)(5)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  09/12/2013  78 FR 56542   
ANPRM Comment Period End  12/11/2013 
ANPRM Comment Period Extended  01/24/2014  79 FR 4104   
ANPRM Comment Period Extended End  02/14/2014 
NPRM  12/17/2015  80 FR 78824   
NPRM Comment Period End  03/16/2016 
NPRM Comment Period Reopened   06/10/2016  81 FR 36484   
NPRM Comment Period Reopened End  06/24/2016 
Supplemental NPRM  11/25/2016  81 FR 85334   
Supplemental NPRM Comment Period End  01/24/2017 
Supplemental NPRM Comment Period Extended  01/26/2017  82 FR 8502   
Supplemental NPRM Comment Period Extended End  05/01/2017 
NPRM  06/00/2019 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Marilee Dahlman
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5264
Email: mdahlman@cftc.gov