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CFTC | RIN: 3038-AD54 | Publication ID: Fall 2018 |
Title: Capital Requirements for Swap Dealers and Major Swap Participants | |
Abstract:
The staff is considering comments received on the notice of proposed rulemaking that would impose capital requirements for swap dealers and major swap participants that are not banks, as required by section 731 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Other Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 1 17 CFR 23 17 CFR 140 | |
Legal Authority: Pub. L. 111-203, sec. 731, Dodd-Frank |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Thomas J. Smith Deputy Director, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5495 Email: tsmith@cftc.gov |