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CFTC | RIN: 3038-AE40 | Publication ID: Fall 2018 |
Title: Exempt Swap Execution Facilities | |
Abstract:
The Commission would propose new part 47 regulations which would establish standards and procedures for exempting from swap execution facility registration those facilities which are subject to comparable, comprehensive supervision and regulation on a consolidated basis by an appropriate governmental authority in the facility’s home country. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Other Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: Undetermined |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 47 | |
Legal Authority: 7 U.S.C. 7b-3 and 12a |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Nora Flood Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5354 Email: nflood@cftc.gov |