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CFTC RIN: 3038-AE63 Publication ID: Fall 2018 
Title: Amendments to Provisions Common to Registered Entities 
Abstract:

The proposed rulemaking would revise the Commission’s part 40 regulations by: (1) more closely aligning the requirements of the part 40 Regulations with the statutory requirement of the Commodity Exchange Act section 5c(c); (2) establishing clearer standards regarding required filings and processes for registered entities to implement new or amended rules and products; (3) establishing a process for certain registered entities to defer the onset of dormancy status; and (4) implementing technical revisions and corrections to certain rules and definitions to provide clarity.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 40   
Legal Authority: 7 U.S.C. 1a    7 U.S.C. 2    7 U.S.C. 5 to 7a    7 U.S.C. 8    7 U.S.C. 12a   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/00/2018 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Jeanette Curtis
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5669
Email: jcurtis@cftc.gov