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SEC RIN: 3235-AM26 Publication ID: Fall 2018 
Title: Investment Company Liquidity Risk Management Programs; Commission Guidance for In-Kind ETFs 
Abstract:

The Commission adopted an interim final rule that will delay by six months certain requirements of rule 22e-4, including classification, highly liquid investment minimum, and board approval, as well as related reporting requirements of Part D on Form N-LIQUID and liquidity disclosures on Form N-PORT under the Investment Company Act of 1940.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 270    17 CFR 274   
Legal Authority: 15 U.S.C. 80a-22(c)    15 U.S.C. 80a-22(e)    15 U.S.C. 80a-35(b)    15 U.S.C. 80a-37(a)    15 U.S.C. 80b-6(4)    15 U.S.C. 78a et seq.    15 U.S.C. 77a et seq.    15 U.S.C. 80a et seq.   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Interim Final Rule  02/27/2018  83 FR 8342   
Interim Final Rule Comment Period End  04/27/2018 
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3235-AL61 
Agency Contact:
Zeena Abdul-Rahman
Senior Counsel, Divisions of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-4099
Email: abdulrahmanz@sec.gov