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TREAS/OCC RIN: 1557-AE67 Publication ID: Fall 2019 
Title: ●Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds  
Abstract:

The OCC, FRB, FDIC, CFTC, and SEC plan to issue a notice of proposed rulemaking that would propose specific changes to the restrictions on covered fund investments and activities and address other issues under the regulations implementing section 13 of the BHC Act.

 
Agency: Department of the Treasury(TREAS)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 13771 Designation: Independent agency 
CFR Citation: 12 CFR 44   
Legal Authority: 7 U.S.C. 27 et seq.    12 U.S.C. 1    12 U.S.C. 24    12 U.S.C. 92a    12 U.S.C. 93a    12 U.S.C. 161    12 U.S.C. 1461    12 U.S.C. 1462a    12 U.S.C. 1463    12 U.S.C. 1464    12 U.S.C. 1467a    12 U.S.C. 1813(q)    12 U.S.C. 1818    12 U.S.C. 1851    12 U.S.C. 3101    12 U.S.C. 3102    12 U.S.C. 3108    12 U.S.C. 5412   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/00/2019 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Tabitha Edgens
Senior Attorney
Department of the Treasury
Comptroller of the Currency
Chief Counsel's Office, 400 7th Street SW.,
Washington, DC 20219
Phone:202 649-6534
Email: tabitha.edgens@occ.treas.gov

Mark O'Horo
Senior Attorney
Department of the Treasury
Comptroller of the Currency
Chief Counsel's Office, 400 7th Street SW.,
Washington, DC 20219
Phone:202 649-7821
Email: mark.o'horo@occ.treas.gov