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CFTC RIN: 3038-AE33 Publication ID: Fall 2019 
Title: Definitions and Clearing Requirement  

The Commodity Futures Trading Commission ("Commission") would propose to amend subpart A of part 50 of the Commission’s regulations. The proposal would amend the scope of market participants eligible to elect an exception or exemption from the Commission’s swap clearing requirement under section 2(h) of the Commodity Exchange Act.

Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 50   
Legal Authority: 7 U.S.C. 2(h)   
Legal Deadline:  None
Action Date FR Cite
NPRM  08/29/2018  83 FR 44001   
NPRM Comment Period End  10/29/2018 
Final Rule  03/00/2020 
Final Rule Effective  04/00/2020 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Megan Wallace
Senior Special Counsel, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5150