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CFTC | RIN: 3038-AE43 | Publication ID: Fall 2019 |
Title: Amendments to Required Disclosure of Material Information Concerning a Swap | |
Abstract:
Staff is considering recommending to the Commission proposed rules to amend the Commission’s swap dealer business conduct regulations to streamline the execution process when swap dealers and major swap participants enter into certain swaps pursuant to prime brokerage arrangements or when entering into swaps intended to be cleared contemporaneously with execution. These proposed amendments would codify long-standing no-action letters. Additional amendments suggested pursuant to the Commission’s Project KISS initiative will also be proposed. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 23.401 17 CFR 23.431 | |
Legal Authority: 7 U.S.C. 6s |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Frank Fisanich Chief Counsel, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5949 Email: ffisanich@cftc.gov |