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CFTC | RIN: 3038-AE61 | Publication ID: Fall 2019 |
Title: Position Limits and Position Accountability for Security Futures Products | |
Abstract:
The Commission has proposed to amend the position limits and position accountability rules for security futures products ("SFPs") by: (1) increasing the default level of equity security SFP position limits; (2) eliminating other specific position limits and position accountability levels, instead permitting the listing exchange to set specific position limits and position accountability levels for SFPs above the default level where appropriate; and (3) requiring aggregation of positions held by the same person in cash-settled SFPs and physical delivery SFPs that are based on the same underlying security. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Other Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 41 | |
Legal Authority: Pub. L. 106-554, secs. 206, 251, and 252 7 U.S.C. 1a 7 U.S.C. 2 7 U.S.C. 6f and 6j 7 U.S.C. 7a-2 7 U.S.C.12a |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Dana Brown Attorney-Advisor, Division of Market Oversight, Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW., Washington , DC 20581 Phone:202 418-5093 Email: dbrown@cftc.gov Thomas Leahy Associate Director, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5278 Fax:202 418-5527 Email: tleahy@cftc.gov |