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CFTC RIN: 3038-AE74 Publication ID: Fall 2019 
Title: Amendments to Organizational and Reporting Requirements for Commodity Pool Operators; Technical Corrections 
Abstract:

The Commodity Futures Trading Commission ("Commission") is proposing to amend its regulations governing Commodity Pool Operators ("CPOs") in part 4 of its regulations. Under the proposed amendments, for purposes of part 4 compliance, a CPO would be able to treat a series of a business organization as an independent commodity pool if that series maintains limitations on liability against each other series in that organization. The Commission is also proposing to codify relief that is regularly granted to CPOs of funds-of-funds permitting them to distribute periodic account statements on an alternate schedule. 

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 4   
Legal Authority: 7 U.S.C. 4m    7 U.S.C. 4n   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/00/2019 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Amanda L. Olear
Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5283
Email: aolear@cftc.gov

Chang Jung
Special Counsel, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 212 Street NW,
Washington, DC 20581
Phone:202 418-5202
Email: cjung@cftc.gov