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CFTC RIN: 3038-AE79 Publication ID: Fall 2019 
Title: Post-Trade Name Give-Up on Swap Execution Facilities 
Abstract:

The Commodity Futures Trading Commission is requesting public comment regarding the practice of post-trade name give-up on swap execution facilities.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Request for Comment  11/30/2018  83 FR 61571   
Request for Comment Period End  01/29/2019 
Request for Comment Period Extended  02/12/2019  84 FR 3350   
Request for Comment Period Extended End  03/15/2019 
NPRM  04/00/2020 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Nhan H. Nguyen
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5932
Email: nnguyen@cftc.gov

Alexandros Stamoulis
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
290 Broadway, 6th Floor,
New York, NY 10007
Phone:646 746-9792
Email: astamoulis@cftc.gov