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CFTC RIN: 3038-AE87 Publication ID: Fall 2019 
Title: ●Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations 
Abstract:

The Commodity Futures Trading Commission ("Commission") would propose amendments to its regulations that would permit derivatives clearing organizations (DCOs) organized outside of the United States that do not pose substantial risk to the U.S. financial system to register with the Commission yet comply with the core principles applicable to DCOs set forth in the Commodity Exchange Act through compliance with their home country regulatory regime, subject to certain conditions and limitations.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 39   
Legal Authority: 7 U.S.C. 7a-1(h)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  07/19/2019  84 FR 34819   
NPRM Comment Period End  09/17/2019 
Final Rule  03/00/2020 
Final Rule Effective  04/00/2020 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Small Entities Affected: No  Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Eileen A. Donovan
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5096
Email: edonovan@cftc.gov

Parisa Abadi
Associate Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-6620
Email: pabadi@cftc.gov