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FDIC RIN: 3064-AF17 Publication ID: Fall 2019 
Title: ●Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds (Volcker Rule: Reproposal) 
Abstract:

The OCC, Board, FDIC, SEC, and CFTC (individually, an Agency, and collectively, the Agencies) are requesting comment on a proposal that would amend the regulations implementing section 13 of the Bank Holding Company Act (BHC Act). Section 13 contains certain restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund (covered fund). The proposed amendments are intended to address covered funds and certain other matters.

 
Agency: Federal Deposit Insurance Corporation(FDIC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 12 CFR 351   
Legal Authority: 12 U.S.C. 1811    12 U.S.C. 1851    12 U.S.C. 3101    12 U.S.C. 5412   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/00/2019 
Additional Information: Email: Comments@FDIC.gov. Please include RIN 3064-AF17 in the subject line of the email.
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: https://www.fdic.gov/regulations/laws/federal/   Public Comment URL: https://www.fdic.gov/regulations/laws/federal/  
RIN Data Printed in the FR: No 
Related RINs: Related to 3064-AE67  Related Agencies: Joint: FRS, TREAS/OCC, SEC, CFTC; 
Agency Contact:
Michael Spencer
Chief, Capital Markets Strategies
Federal Deposit Insurance Corporation
550 17th Street, NW,
Washington, DC 20429
Phone:202 898-7041
Email: michspencer@fdic.gov

Brian Cox
Senior Policy Analyst
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-7007
Email: brcox@fdic.gov

Benjamin J. Klein
Counsel
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-7027
Email: bklein@fdic.gov

Michael Phillips
Counsel
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-3581
Email: mphillips@fdic.gov

Annmarie Boyd
Counsel
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-3714
Email: aboyd@fdic.gov