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SEC RIN: 3235-AL78 Publication ID: Fall 2019 
Title: Modernization and Simplification of Disclosures Regarding Description of Business, Legal Proceedings and Risk Factors 
Abstract:

The Division is considering recommending that the Commission propose rule amendments to modernize and simplify disclosures regarding the description of business, legal proceedings and risk factors.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  04/22/2016  81 FR 23916   
ANPRM Comment Period End  07/21/2016 
NPRM  11/00/2019 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL: sec.gov/rules/concept/2016/33-10064.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Elliot Staffin
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3450
Email: staffine@sec.gov