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SEC | RIN: 3235-AL79 | Publication ID: Fall 2019 |
Title: Guide 3 Bank Holding Company Disclosure | |
Abstract:
The Division is considering recommending that the Commission propose rules to update the disclosure requirements for banking registrants. Those registrants currently provide statistical and other disclosures pursuant to Industry Guide 3, which sets forth the disclosures typically sought by Division staff in reviewing filings by bank holding companies. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 USC 77a et seq. 15 USC 78a et seq. |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Kyle Moffatt Chief Accountant, Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:220 255-1303 Email: moffattk@sec.gov Lindsay McCord Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3417 Email: mccordl@sec.gov |