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SEC RIN: 3235-AL79 Publication ID: Fall 2019 
Title: Guide 3 Bank Holding Company Disclosure 
Abstract:

The Division is considering recommending that the Commission propose rules to update the disclosure requirements for banking registrants.  Those registrants currently provide statistical and other disclosures pursuant to Industry Guide 3, which sets forth the disclosures typically sought by Division staff in reviewing filings by bank holding companies.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 77a et seq.    15 USC 78a et seq.   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  03/07/2017  82 FR 12757   
ANPRM Comment Period End  05/08/2017 
NPRM  10/03/2019  84 FR 52936   
NPRM Comment Period End  12/02/2019 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Kyle Moffatt
Chief Accountant, Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:220 255-1303
Email: moffattk@sec.gov

Lindsay McCord
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3417
Email: mccordl@sec.gov