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SEC RIN: 3235-AM12 Publication ID: Fall 2019 
Title: Amendments to the Financial Disclosures for Registered Debt Security Offerings 

The Division is considering recommending that the Commission adopt amendments to Rules 3-10 (guaranteed) and 3-16 (collateralized with affiliate securities) of Regulation S-X.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 77c    15 USC 77f    15 USC 77g    15 USC 77j    15 USC 77h    15 USC 77s(a)    15 USC 77z-3    15 USC 78c(b)    15 USC 78l    15 USC 78m    15 USC 78o(d)    15 USC 78w(a)   
Legal Deadline:  None
Action Date FR Cite
NPRM  10/02/2018  83 FR 49630   
NPRM Comment Period End  12/03/2018 
Final Action  09/00/2020 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
John Fieldsend
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3430