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SEC | RIN: 3235-AM45 | Publication ID: Fall 2019 |
Title: Regulation of Alternative Trading Systems | |
Abstract:
The Division is considering recommending that the Commission propose amendments to Regulation ATS designed to increase operational transparency and foster oversight of ATSs that transact in fixed-income securities. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Long-Term Actions |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 300 et seq | |
Legal Authority: 15 U.S.C. 77g 15 U.S.C. 78mm 15. U.S.C. 78w(a) 15 U.S.C. 78q(h) 15 U.S.C. 77q(a) 15 U.S.C. 78n 15 U.S.C. 78dd-1 15 U.S.C. 78b 15 U.S.C. 78o(c) 15 U.S.C. 80(a)-23 15 U.S.C. 78c 15 U.S.C.78o(g) 15 U.S.C. 80a-29 15 U.S.C. 78j 15 U.S.C.78o-4 15 U.S.C.80a-37 15 U.S.C. 78k-1(c) 15 U.S.C. 78o-5 15 U.S.C. 77s(a) 15 U.S.C. 781 15 U.S.C. 78q(a) 15 U.S.C. 78i(a) 15 U.S.C. 78m 15 U.S.C. 78q(b) 15 U.S.C. 78o(b) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Tyler Raimo Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6227 Email: raimot@sec.gov |