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SEC | RIN: 3235-AM53 | Publication ID: Fall 2019 |
Title: Modernization of Investment Company Fee Disclosure | |
Abstract:
The Division is considering recommending that the Commission propose rule and form amendments to improve and modernize the current disclosure framework for investment company fees under the Investment Company Act. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Long-Term Actions |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 U.S.C. 77f 15 U.S.C. 77g 15 U.S.C. 77h 15 U.S.C. 77i 15 U.S.C. 77s 15 U.S.C. 77z-2 15 U.S.C. 77z-3 15 U.S.C. 78b 15 U.S.C. 78c(b) 15 U.S.C. 78i(a) 15 U.S.C. 78i 15 U.S.C. 78l 15 U.S.C. 78m 15 U.S.C. 78n 15 U.S.C. 78o 15 U.S.C. 78q(a) 15 U.S.C. 78u-5 15 U.S.C. 78w 15 U.S.C. 78ll 15 U.S.C. 78mm 15 U.S.C. 80a-6(c) 15 U.S.C. 80a-8 15 U.S.C. 80a-20(a) 15 U.S.C. 80a-23 15 U.S.C. 80a-24 15 U.S.C. 80a-29 15 U.S.C. 80a-30 15 U.S.C. 80a-36 15 U.S.C. 80a-37 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Michael Kosoff Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6754 Email: kosoffm@sec.gov |