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SEC RIN: 3235-AM55 Publication ID: Fall 2019 
Title: Customer Margin Requirements for Security Futures 

The Commission, jointly with the Commodity Futures Trading Commission, proposed amendments to the customer margin requirements for security futures.  The proposed amendments would align the margin requirements for unhedged security futures positions to margin requirements for similar financial products.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 242.400   
Legal Authority: 15 U.S.C. 78g(c)(2)   
Legal Deadline:  None
Action Date FR Cite
NPRM  07/26/2019  84 FR 36434   
NPRM Comment Period End  08/26/2019 
Final Action  09/00/2020 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related Agencies: Joint: CFTC; 
Agency Contact:
Sheila Swartz
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5545