View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AM56 Publication ID: Fall 2019 
Title: Recession of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments 
Abstract:

The Division is considering recommending that the Commission propose amendments to Rule 608 regarding immediately effective fee filings.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 242.600   
Legal Authority: 15 U.S.C 78k-1(a)(2)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/11/2019  84 FR 54794   
NPRM Comment Period End  12/10/2019 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Daniel Gray
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5603
Email: grayd@sec.gov