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SEC | RIN: 3235-AM63 | Publication ID: Fall 2019 |
Title: ●Amendments to Certain Provisions of the Auditor Independence Rules | |
Abstract:
The Office of the Chief Accountant is considering recommending that the Commission propose amendments to update certain auditor independence rules to facilitate capital formation, in a manner consistent with investor protection. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 210.201 | |
Legal Authority: 15 U.S.C. 77(f) 15 U.S.C. 77(g) 15 U.S.C. 77(h) 15 U.S.C. 77(j) 15 U.S.C. 77(s) 15 U.S.C. 77(z-2) 15 U.S.C. 77(z-3) 15 U.S.C. 77(aa(25)) 15 U.S.C. 77(aa(26)) 15 U.S.C. 77(nn(25)) 15 U.S.C. 77(nn(26)) 15 U.S.C. 78(c) 15 U.S.C. 78(j-1) 15 U.S.C. 78(l) 15 U.S.C. 78(m) 15 U.S.C. 78(n) 15 U.S.C. 78(o(d)) 15 U.S.C. 78(q) 15 U.S.C. 78(u-5) 15 U.S.C. 78(w) 15 U.S.C. 78(ll) 15 U.S.C. 78(mm) 15 U.S.C. 80(a-8) 15 U.S.C. 80(a-20) 15 U.S.C. 80(a-29) 15 U.S.C. 80(a-30) 15 U.S.C. 80(a-31) 15 U.S.C. 80(a-37(a)) 15 U.S.C. 80(b-3) 15 U.S.C. 80(b-11) 15 U.S.C. 7202 15 U.S.C. 7262 Pub. L. 112-106, sec. 102(c) 126 Stat. 310 (2012) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Duc Dang Attorney, Office of Chief Accountant Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3386 Email: dangd@sec.gov |