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SEC RIN: 3235-AM68 Publication ID: Fall 2019 
Title: ●Registration of Investment Advisers to Rural Business Investment Companies 

The Division is considering recommending that the Commission propose to amend rule 203(l)-1 and rule 203(m)-1 under the Investment Advisers Act of 1940 in order to reflect changes made to sections 203(l) and 203(m) of the Act regarding the registration of investment advisers to rural business investment companies by the RBIC Advisers Relief Act of 2018.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 275.203(l)-1    17 CFR 275.203(m)-1   
Legal Authority: 15 U.S.C. 80b-11(a)    15 U.S.C. 80b-3(l)    15 U.S.C. 80b-3(m)   
Legal Deadline:  None
Action Date FR Cite
NPRM  09/00/2020 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Jennifer Songer
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-4608