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SEC | RIN: 3235-AM68 | Publication ID: Fall 2019 |
Title: ●Registration of Investment Advisers to Rural Business Investment Companies | |
Abstract:
The Division is considering recommending that the Commission propose to amend rule 203(l)-1 and rule 203(m)-1 under the Investment Advisers Act of 1940 in order to reflect changes made to sections 203(l) and 203(m) of the Act regarding the registration of investment advisers to rural business investment companies by the RBIC Advisers Relief Act of 2018. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 275.203(l)-1 17 CFR 275.203(m)-1 | |
Legal Authority: 15 U.S.C. 80b-11(a) 15 U.S.C. 80b-3(l) 15 U.S.C. 80b-3(m) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Mike Neus Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:212 336-5561 Email: neusmi@sec.gov |