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CFTC | RIN: 3038-AE94 | Publication ID: Spring 2020 |
Title: ●Swap Execution Facility Requirements and Real-Time Reporting Requirements | |
Abstract:
The Commodity Futures Trading Commission ("Commission") proposed to amend certain parts of its regulations relating to the execution of package transactions on swap execution facilities (SEFs); the execution of block trades on SEFs; and the resolution of error trades on SEFs. These matters are currently the subject of relief in certain no-action letters from Commission staff. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Other Significant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 36 17 CFR 37 17 CFR 43 | |
Legal Authority: 7 U.S.C. 1a 7 U.S.C. 2 and 2(a) 7 U.S.C. 2a2 7 U.S.C 5 7 U.S.C. 6 and 6c 7 U.S.C. 7 7 U.S.C. 7a-2 and 7b-3 7 U.S.C. 12a and 12a(5) 7 U.S.C. 21 and 24a |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Roger Smith Associate Chief Counsel, Division of Market Oversight Commodity Futures Trading Commission 77 West Jackson Boulevard, Suite 800, Chicago, IL 60604 Phone:202 418-5344 Email: rsmith@cftc.gov |