View Rule
View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
SEC | RIN: 3235-AM29 | Publication ID: Spring 2020 |
Title: Fund of Funds Arrangements | |
Abstract:
The Division is considering recommending that the Commission adopt new rules and rule amendments to allow funds to acquire shares of other funds (i.e., "fund of funds" arrangements), including arrangements involving exchange-traded funds, without first obtaining exemptive orders from the Commission. |
|
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 270.12d1-4 17 CFR 270.12d1-1 17 CFR 270.12d1-2 17 CFR 274.101 | |
Legal Authority: 15 U.S.C. 80a-8(b) 15 U.S.C. 80a-6(c) 15 U.S.C. 80a-12(d)(1)(G) 15 U.S.C. 80a-12(d)(1)(J) 15 U.S.C. 80a-17(b) 15 U.S.C. 80a-29(a) 15 U.S.C. 80a-37(a) |
Legal Deadline:
None |
||||||||||||
Timetable:
|
Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Melissa Gainor Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6805 Email: gainorm@sec.gov |