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SEC RIN: 3235-AM38 Publication ID: Spring 2020 
Title: Amendments to Rule 701/Form S-8  
Abstract:

The Division is considering recommending that the Commission propose rule amendments to Securities Act Rule 701, the exemption from registration for securities issued by non-reporting companies pursuant to compensatory arrangements, and Form S-8, the registration statement for compensatory offerings by reporting companies.  

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 230.701    17 CFR 239.16b   
Legal Authority: 15 U.S.C. 77bb   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  07/24/2018  83 FR 34958   
ANPRM Comment Period End  09/24/2018 
NPRM  10/00/2020 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest.
RIN Data Printed in the FR: Yes 
Agency Contact:
Anne M. Krauskopf
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3500
Email: krauskopfa@sec.gov