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SEC RIN: 3235-AM51 Publication ID: Spring 2020 
Title: Amendments to Procedures for Applications under the Investment Company Act 
Abstract:

The Division is considering recommending that the Commission adopt amendments to rule 0-5 under the Investment Company Act of 1940 to establish an expedited review procedure for certain applications.
 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 80a-6(c)    15 U.S.C. 80a-37(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/30/2019  84 FR 58075   
NPRM Comment Period End  11/29/2019 
Final Action  10/00/2020 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Steven Amchan
Attorney, Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6826
Email: amchans@sec.gov