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SEC | RIN: 3235-AM55 | Publication ID: Spring 2020 |
Title: Customer Margin Requirements for Security Futures | |
Abstract:
The Commission, jointly with the Commodity Futures Trading Commission, proposed amendments to the customer margin requirements for security futures. The proposed amendments would align the margin requirements for unhedged security futures positions to margin requirements for similar financial products. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 242.400 | |
Legal Authority: 15 U.S.C. 78g(c)(2) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Related Agencies: Joint: CFTC; | |
Agency Contact: Sheila Swartz Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5545 Email: swartzs@sec.gov |