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SEC RIN: 3235-AM70 Publication ID: Spring 2020 
Title: ●Prohibitions and Restrictions on Proprietary Trading and Certain Relationships With Hedge Funds and Private Equity Funds  
Abstract:

The Division is considering recommending that the Commission adopt amendments, jointly with other financial regulators, the Final Rule to implement section 619 of the Dodd-Frank Act commonly referred to as the Volcker rule to continue efforts to improve and streamline the regulations implementing section 13 of the Bank Holding Company Act by modifying and clarifying requirements related to the covered fund provisions.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 12 CFR 255   
Legal Authority: 12 U.S.C. 1851   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  02/28/2020  85 FR 12120   
NPRM Comment Period End  04/01/2020 
Final Action  06/00/2020 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related Agencies: Joint: TREAS/OCC, CFTC, FDIC; 
Agency Contact:
Matthew Cook
Senior Counsel
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-8688
Email: cookma@sec.gov