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CFTC RIN: 3038-AE59 Publication ID: Fall 2020 
Title: Risk Management for Swap Dealers and Futures Commission Merchants; Amendments 
Abstract:

Staff is considering recommending to the Commission proposed amendments to certain risk management regulations for futures commission merchants, swap dealers, and major swap participants. The amendments would clarify certain requirements and provide implementation flexibility to improve compliance and reduce regulatory burdens.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 U.S.C. 4s(j)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/00/2021 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Amanda L. Olear
Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5283
Email: aolear@cftc.gov

Pamela M. Geraghty
Deputy Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5634
Email: pgeraghty@cftc.gov